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We now consider a complex vector space , which in the first instance may be infinite dimensional. Vectors will continue to be denoted by lower case Roman letters such as and , but complex scalars will be denoted by Greek letters such as , . from the early par of the alphabet. The word inner product, or scalar product, on a complex vector space

will be reserved for a map that assigns to every pair of vectors , a complex scalar satisfying

(IP1)

(IP2) for all complex numbers

(IP3) and

The condition (IP1) implies is always real, a necessary condition for (IP3) to make any sense. From (IP1) and (IP2)

so that

This property is often described by saying that the inner product is antilinear with respect to the first argument.

A complex vector space with an inner product will simply be called an inner product space. If is finite dimensional it is often called a finite dimensional Hilbert space, but for infinite dimensional spaces the term Hilbert space only applies if the space is complete (see Chapter 13).

Mathematicians more commonly adopt a notation in place of our angular bracket notation, and demand linearity in thefirst argument, with antilinearity in the second. Our conventions follow that which is most popular with physicists and takes its origins in Dirac’s ‘bra’ and ‘ket’ terminology for quantum mechanics (see Chapter 14).

On set

Conditions (IP1)–(IP3) are easily verified. We shall see directly that this is the archetypa finite dimensional inner product space. Every finite dimensional inner product space has a basis such that the inner product takes this form.

A complex-valued function is said to be continuous if both the real and imaginary parts of the function ) are continuous. Let be the set of continuous complex-valued functions on the real line interval [0, 1], and define an inner product

Conditions (IP1) and (IP2) are simple to prove, but in order to show (IP3) it is necessary to show that

If for some then, by continuity, there exists an interval or an interval on which . Then

Hence for all . The proof that is essentially identical.

A complex-valued function on the real line, , is said to be square integrable if is an integrable function on any closed interval of and . The set of square integrable complex-valued functions on the real line is a complex vector space, for if is a complex constant and and are any pair of square integrable functions, then

On define the inner product

This is well-defined for any pair of square integrable functions and for, after some algebraic manipulation, we find that

Hence the integral of the left-hand side is equal to a sum of integrals on the right-hand side, each of which has been shown to exist

The properties (IP1) and (IP2) are trivial to show but the proof of (IP3) along the lines given in Example 5.5 will not suffice here since we do not stipulate continuity for the functions in . For example, the function defined by for all and is a positive non-zero function whose integral vanishes. The remedy is to identify any two real functions and having the property that . Such a pair of functions will be said to be equal almost everywhere, and ) must be interpreted as consisting ofequivalence classes of complex-valued functions whose real and imaginary parts are equal almost everywhere. A more complete discussion will be given in Chapter 13, Example 13.4.

Show that the relation is an equivalence relation on .

Norm of a vector

The norm of a vector in an inner product space, denoted , is defined to be the non negative real number

From (IP2) and Eq. (5.10) it follows immediately that

Theorem 5.4 · Cauchy–Schwarz inequality

(Cauchy–Schwarz inequality) For any pair of vectors , in an inner product space

Proof

By (IP3), (IP2) and Eq. (5.10) we have for all

Substituting the particular value

gives the inequality

Hence, from (IP1),

and the desired result follows from Eq. (5.11) on taking the square roots of both sides of this inequality.

Corollary 5.5 · Equality in the Cauchy–Schwarz inequality

Equality in Eq. (5.13) can only result if and areproportional to each other,

Proof

If then from Eq. (5.11) and Eq. (5.12) we have

Conversely, then,

and reversing the steps in the proof of Lemma 5.4 with inequalities replaced by equalities gives

By (IP3) we conclude that and the proposition follows with

Theorem 5.6 · Triangle inequality

(Triangle inequality) For any pair of vectors and in an inner product space,

Proof

The triangle inequality Eq. (5.14) follows on taking square roots.

Orthonormal bases

Let be a finite dimensional inner product space with basis . Define the components of the inner product with respect to this basis to be

The matrix of components is clearly hermitian,

Under a change of basis Eq. (5.3) we have

and the components of the inner product transform as

An identical argument can be used to express the primed components in terms of unprimed components,

These equations have matrix equivalents,

where

Show that the hermitian nature of the matrix is unchanged by a transformation Eq. (5.18).

Two vectors and are said to be orthogonal if . A basis is called an orthonormal basis if the vectors all have unit norm and are orthogonal to each

other,

Equivalently, a basis is orthonormal if the matrix of components of the inner product with respect to the basis is the unit matrix,

Starting with an arbitrary basis , it is always possible to construct an orthonormal basis by a process known as Schmidt orthonormalization, which closely mirrors the Gram–Schmidt process for Euclidean inner products, outlined in Example 5.2. Sequentially, the steps are:

  1. Set

  2. Set , which is orthogonal to since

Normalize by setting

  1. Set , which is orthogonal to both and . Normalize to give

  2. Continue in this way until

Since each vector is a unit vector and is orthogonal to all the for defined by previous steps, they form an o.n. set. It is easily seen that any vector of is a linear combination of the since each is a linear combination of . Hence the vectors form a basis by Theorem 3.3 since they span and are in number.

With respect to an orthonormal basis the inner product of any pair of vectors and is given by

Hence

which is equivalent to the standard inner product defined on in Example 5.4.

Let an inner product have the following components in a basis

Before proceeding it is important to realize that this inner product does in fact satisfy the positive definite condition (IP3). This would not be true, for example, if we had given , for then the vector would have negative norm

In the above inner product, begin by setting . The next vector is

The last step is to set

which has norm squared

Hence completes the orthonormal basis.

The Schmidt orthonormalization procedure actually provides a good method for proving positive definiteness, since the process breaks down at some stage, producing a vector with non-positive norm if the inner product does not satisfy (IP3).

Try to perform the Schmidt orthonormalization on the above inner product suggested with the change , and watch it break down!

Unitary transformations

A linear operator on an inner product space is said to be unitary if it preserves inner products,

Unitary operators clearly preserve the norm of any vector ,

In fact it can be shown that a linear operator is unitary if and only if it is norm preserving (see Problem 5.7).

A unitary operator transforms any orthonormal basis into another o.n. basis , since

The set is linearly independent, and is thus a basis, for if then . The map is onto since every vector , and one-to-one since . Hence every unitary operator is invertible.

With respect to an orthonormal basis the components of the linear transformation , defined by , form a unitary matrix :

or, in terms of matrices,

If and are any pair of orthonormal bases, then the linear operator defined by is unitary since for any pair of vectors and

Thus all orthonormal bases are uniquely related by unitary transformations.

In the language of Section 3.6 this is the active view, wherein vectors are ‘physically’ moved about in the inner product space by the unitary transformation. In the relatedpassive view, the change of basis is given by Eq. (5.3) – it is the components of vectors that are transformed, not the vectors themselves. If both bases are orthonormal the components of an inner product, given by Eq. (5.16), are , and setting in Eq. (5.18) implies the matrix is unitary,

Thus, from both the active and passive viewpoint, orthonormal bases are related by unitary matrices.

Problems

Show that the norm defined by an inner product satisfies the parallelogram law

On an inner product space show that

Hence show that a linear transformation is unitary iff it is norm preserving,

Show that a pair of vectors and in a complex inner product space are orthogonal iff

Find a non-orthogonal pair of vectors and in a complex inner product space such that

Show that the formula

defines an inner product on the vector space of complex matrices

(a) Calculate where is the identity matrix.

(b) What characterizes matrices orthogonal to

(c) Show that all unitary matrices have the same norm with respect to this inner product.

Let and be complex inner product spaces and let be a linear map such that . Prove that

Let be a complex vector space with an ‘indefinite inner product’, defined as an inner product that satisfies (IP1), (IP2) but with (IP3) replaced by the non-singularity condition

(IP3’) for all implies that

(a) Show that similar results to Theorem 5.2 and Theorem 5.3 can be proved for such an indefinite inner product.

(b) If there are entries equal to along the diagonal and entries equal to , find the defining relations for the group of transformations between orthonormal basis.

If is an inner product space, an operator is called self-adjoint if

for any pair of vectors , . Let be an arbitrary basis, having , and set . Show that if and then

If is an orthonormal basis, show that is a hermitian matrix.