In quantum mechanics, we define a wavefunction up to the phase. In most cases, the phase is neglected as an irrelevant factor. Berry (1984) pointed out that if the system undergoes an adiabatic change, the phase may have observable consequences.
10.6.1 Derivation of Berry’s phase
Let be a Hamiltonian which depends on some parameters collectively written as . Suppose changes adiabatically as a function of time, . The Schrödinger equation is
We assume the system at is in the th eigenstate, where
What about the state at later time ? We assume the system is always in the th state, i.e. no level crossing takes place (adiabatic assumption).
A naive guess of is
where the normalized state satisfies
Show that (10.131) is not a solution of (10.129).
Since (10.131) does not satisfy the Schrödinger equation, we have to try other possibilities. Let us introduce an extra-phase in the wavefunction:
Inserting (10.133) into the Schrödinger equation (10.129), we find
for the LHS (see (10.132)) and
for the RHS. Equating these, it is found that satisfies
By integrating (10.134), we obtain
where stands for the gradient in -space. Note that is real since
Suppose the system executes a closed loop in -space; for some . We then have
Since , the last expression seems to vanish. However, the integrand is not necessarily a total derivative and may fail to vanish. The phase is called Berry’s phase (Berry 1984).
It was Simon (1983) who first recognized the deep geometrical meaning underlying Berry’s phase. He observed that the origin of Berry’s phase is attributed to the holonomy in the parameter space. We shall work out this point of view following Berry (1984), Simon (1983), Aitchison (1987) and Zumino (1987).
10.6.2 Berry’s phase, Berry’s connection and Berry’s curvature
Let be a manifold describing the parameter space and let be the local coordinate. At each point of , we consider the normalized th eigenstate of the Hamiltonian . Since a quantum state cannot be distinguished from , a physical state is expressed by an equivalence class
where we omit the index since we are interested only in the th eigenvector (figure 10.6). At each point of , we have a U(l) degree of freedom and we have a U(l) bundle over the parameter space . The projection is given by .

Figure 10.6. The fibre of a quantum mechanical system which depends on adiabatic parameters .
Fixing the phase of at each point amounts to choosing a section. Let be a local section over a chart of . The canonical local trivialization is given by
The ‘right’ action yields
Now that the bundle structure is defined, we provide it with a connection. Let us define Berry’s connection by
where is the exterior derivative in -space. Note that is anti-Hermitian since
To see (10.140) is indeed a local form of a connection, we have to check the compatibility condition. Let and be overlapping charts of and let and be the respective local sections. They are related by the transition function as . We then find that
The set of one-forms satisfying (10.141) defines an Ehresmann connection on .
The field strength of is called Berry’s curvature and is given by
After an example from atomic physics, we shall clarify how this geometrical structure is reflected in Berry’s phase.
Let us consider a quantum mechanical system which contains ‘fast’ degrees of freedom and ‘slow’ degrees of freedom . For example, we may imagine an electron moving under the potential of slowly vibrating ions. Suppose the Hamiltonian is given by
where is the momentum canonical conjugate to . As a first approximation, we may consider the slow degrees of freedom are ‘frozen’ at some value and consider an instantaneous sub-Hamiltonian
and the eigenvalue problem
where stands for the th eigenvector of the ‘fast’ degrees of freedom. We assume that the eigenvalue is isolated and non-degenerate. Berry’s connection is , while the curvature is .
It is interesting to see how the fast degrees of freedom affect the slow degrees of freedom. We assume the total wavefunction is written in the form
and find the ‘effective’ Schrödinger equation which , the wavefunction of the ‘slow’ degrees of freedom, satisfies. The eigenvalue problem of the Hamiltonian (10.143) is
If we multiply on the left and use the Schrödinger equation (10.145), this equation becomes
where we have employed the Born-Oppenheimer approximation, in which all the matrix elements except the diagonal ones are neglected,
Now the effective Hamiltonian for is given by
where is a component of Berry’s connection,
It is remarkable that the fast degrees of freedom have induced a vector potential coupled to the slow degrees of freedom. Note also that the eigenvalue behaves as a potential energy in . This ‘spontaneous creation’ of the gauge symmetry reflects the phase degree of freedom of the wavefunction .
The Schrödinger equation describing the adiabatic change is
where we note that has an explicit -dependence as well as an implicit one through . Berry assumes that
where is an instantaneous normalized eigenstate of ,
The first exponential is the ordinary dynamical phase while the second one is Berry’s phase. It is convenient for our purpose to define an operator
to dispose of the dynamical phase. The state is the zero-energy eigenstate of : . The solution of the modified Schrödinger equation,
is then given by
We found in (10.136) that is given by
We show that Berry’s phase is a holonomy associated with the connection (10.140) on . Take a section over a chart of . Let be a loop in .1 We write a horizontal lift of with respect to the connection (10.140) as
where is taken to be the unit element of . The group element satisfies (10.13b),
where stands for . From , we obtain
which is easily integrated to yield
Let us note that , hence . Then is regarded as a holonomy (figure 10.7)
Figure 10.7. If the parameter changes adiabatically along a loop , the state with initial condition becomes which is different from in general. The difference is the holonomy and is identified with Berry’s phase.
Let us consider a spin- particle in a magnetic field with the Hamiltonian
The parameter corresponds to the applied magnetic field. This is a two-level system taking eigenvalues . Let us consider the eigenvalue . According to the prescription just described, we introduce a Hamiltonian and consider the zero-energy eigenstate of given by
The gauge potential is obtained after a straightforward but tedious calculation as
The field strength is
So far we have assumed that the state is isolated. However, this assumption breaks down if , in which case two eigenstates are degenerate. Surprisingly, this singularity behaves like a magnetic monopole in -space. To see this, we introduce polar coordinates and in -space,
The state (10.161) is expressed as
This state is singular at , reflecting that is not defined for . Consider another eigenvector
with the same eigenvalue. This eigenvector is singular at , that is at . Corresponding to these vectors, we have Berry’s gauge potentials in polar coordinates,
They are related by the gauge transformation,
where is identified with the transition function . Equation (10.166) is simply the vector potential of the Wu-Yang monopole of strength , see sections 1.9 and 10.5. The total flux of the monopole is .
The analogy between the present problem and the magnetic monopole is evident by now. If we fix the amplitude of the magnetic field, the restricted parameter space is . At each point of , the state has a phase degree of freedom. Thus, we are dealing with a U(1) bundle , which also describes a magnetic monopole. For each choice of the parameters , we have a fibre corresponding to the th eigenstate . The fibre at consists of the equivalence class defined by (10.137). The projection maps a state to the parameter on which it is defined: . As we have seen, this bundle is non-trivial since it cannot be described by a single connection. The non-triviality of the bundle implies the existence of a monopole at the origin. Note that (that is, ) is a singular point at which all the eigenvalues are degenerate.
Next we turn to the problem of holonomy. Take a standard point on and choose a vector . We choose a loop on and execute a parallel transportation of along , after which it comes back as a vector . The additional phase represents the holonomy
and corresponds to Berry’s phase. From (10.158), is given by
where is the field strength and is the surface bounded by the loop . It follows from (10.168) that Berry’s phase represents the ‘magnetic flux’ through the area .
10.1 Consider a two-dimensional plane with coordinate and a wavefunction which depends on adiabatically as . Let be a loop in and suppose , that is the phase of changes by after an adiabatic change along the loop. Show that there is a point within the loop at which the adiabatic assumption breaks down. See Longuet-Higgins (1975).
Endnotes
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Footnotes
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We shall be a little sloppy in our notation. ↩
